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§ 23-19-4-1-5 — Indiana Law | CourtGPT
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  5. Article 19 - Indiana Uniform Securities Act/
  6. Chapter 4.1 - Financially Vulnerable Adult23-19-4.1-1. "Financial Exploitation"/
  7. § 23-19-4-1-5
Indiana Legal Code

§ 23-19-4-1-5

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As used in this chapter, 'qualified individual' means an individual associated with a broker-dealer or investment adviser who serves in a supervisory, compliance, or legal capacity as part of the individual's job.As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.8.