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§ 23-19-5-7 — Indiana Law | CourtGPT
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  5. Article 19 - Indiana Uniform Securities Act/
  6. Chapter 5 - Fraud and Liabilities23-19-5-1. Fraudulent or Deceitful Acts/
  7. § 23-19-5-7
Indiana Legal Code

§ 23-19-5-7

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A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the commissioner or designee of the commissioner, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew, or should have known at the time that the statement was made, that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.As added by P.L.27-2007, SEC.23.