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§ 27-4-9-3 — Indiana Law | CourtGPT
  1. Home/
  2. Laws/
  3. Indiana/
  4. Title 27 - Insurance/
  5. Article 4 - Unfair Competition; Unauthorized Insurers; Foreign Insurers/
  6. Chapter 9 - Recommendations to Senior Consumers27-4-9-1. "Securities Commissioner"/
  7. § 27-4-9-3
Indiana Legal Code

§ 27-4-9-3

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(a) An insurance producer, or an insurer in a case in which an insurance producer is not involved, shall not recommend to a consumer the:(1) purchase of an annuity; or(2) exchange of an annuity that results in another insurance transaction;that is unsuitable for the consumer.(b) A determination regarding whether a purchase or an exchange under subsection (a) is unsuitable for a consumer must be made:(1) based on the facts disclosed by the consumer concerning the consumer's:(A) investments and other insurance products; and(B) financial situation and needs; and(2) according to the rule adopted under section 4 of this chapter.As added by P.L.138-2005, SEC.2. Amended by P.L.131-2007, SEC.3.