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Section 11-417 - Fine for Violation of Title — Maryland Law | CourtGPT
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  7. Section 11-417 - Fine for Violation of Title
Maryland Legal Code

Section 11-417 - Fine for Violation of Title

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On notice and hearing as provided in § 11-416 of this subtitle, the Commissioner may fine any broker-dealer, agent, investment adviser, or investment adviser representative up to a maximum amount of $5,000 for any single violation of this title.