Title XXVI TRADE AND COMMERCE Chapter 409 • Effective - 28 Aug 2020, 2 histories 409.605. Definitions. — As used in sections 409.600 to 409.630, the following terms shall mean: (1) 'Agencies', the department of health and senior services and the commissioner of securities; (2) 'Agent', shall have the same meaning as in section 409.1-102; (3) 'Broker-dealer', shall have the same meaning as in section 409.1-102; (4) 'Financial exploitation', the wrongful or unauthorized taking, withholding, appropriation, or use of money, real property, or personal property of a qualified adult; (5) 'Immediate family member', a spouse, child, parent, or sibling of a qualified adult; (6) 'Investment adviser', the same meaning as under section 409.1-102; (7) 'Investment adviser representative', * the same meaning as under section 409.1-102; (8) 'Qualified adult': (a) A person sixty years of age or older; or (b) A person who: a. Has a disability as defined in section 192.2005; and b. Is between the ages of eighteen and fifty-nine; (9) 'Qualified individual': (a) A broker-dealer; (b) An investment adviser; or (c) A person associated with a broker-dealer or investment adviser who serves in a supervisory, eighteen and fifty-nine; (9) 'Qualified individual': (a) A broker-dealer; (b) An investment adviser; or (c) A person associated with a broker-dealer or investment adviser who serves in a supervisory, compliance, or legal capacity as part of his or her job. -------- (L. 2015 S.B. 244, A.L. 2020 S.B. 599) *Words 'shall have' appear here in original rolls.
Missouri Legal Code