Statute 8 1101 01

8-1101.01. Federal rules and regulations; fair practice or ethical rules or standards; defined.For purposes of the Securities Act of Nebraska:(1) Federal rules and regulations adopted under the Investment Advisers Act of 1940 or the Securities Act of 1933 means such rules and regulations as they existed on January 1, 2024; and(2) Fair practice or ethical rules or standards promulgated by the Securities and Exchange Commission, the Financial Industry Regulatory Authority, or a self-regulatory organization approved by the Securities and Exchange Commission means such practice, rules, or standards as they existed on January 1, 2024.Source Laws 2017, LB148, § 2; Laws 2019, LB259, § 2; Laws 2020, LB909, § 13; Laws 2021, LB363, § 13; Laws 2022, LB707, § 21; Laws 2023, LB92, § 14; Laws 2024, LB1074, § 46. Operative Date: April 18, 2024