The Commissioner may, through regulation or order to that effect, require the filing of any prospectus, pamphlet, circular, form letter, advertisement or any sales literature or advertisement communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, unless the securities or transactions are exempted under § 882 of this title. History —June 18, 1963, No. 60, p. 128, § 403; Aug. 11, 1996, No. 114, § 16.
Puerto Rico Legal Code