James Phillips

Trusted Law Firm

San Jose, California

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Practice areas

Immigration

About

James Phillips represents clients in Los Angeles, California, focusing on securities law and financial market regulations. He assists broker-dealers, investment advisers, and corporations with regulatory compliance, FINRA arbitrations, and internal investigations. His practice covers matters such as private placement offerings, blue sky compliance, and responding to SEC inquiries. Before joining …

Jurisdiction

California
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Website

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